Foundations
2
Hazard ID
3
Regulatory
4
Core Safety
5
Environmental
6
Advanced
Phase 2 · Hazard Identification & Risk Assessment

See the danger before
it becomes an incident

Learn to identify every category of workplace hazard, quantify risk using internationally recognised methods, and select controls that actually eliminate harm.

📘 9 topics covered
~2 hours to complete
🎯 Beginner → Intermediate
🏛 References: ISO 45001 · OSHA · ILO · ANSI · ISO 31000
Topic 1 of 9

Hazard vs. Risk — The Most Important Distinction in EHS

These two words are used interchangeably in everyday speech but they mean completely different things in safety. Confusing them is one of the most common mistakes new safety professionals make.

⚠️

Hazard

A source, situation, or act with a potential to cause harm — injury, ill health, property damage, or environmental damage. A hazard is a condition that exists.

ISO 45001:2018 §3.19

Example: A wet floor is a hazard.

🎯

Risk

The combination of likelihood and severity of harm resulting from a hazard. Risk is the probability × consequence of the hazard being realised.

ISO 45001:2018 §3.21 ISO 31000:2018 §3.2

Example: A wet floor in a busy corridor = high risk. A wet floor in a locked storeroom = low risk.

🛡

Control / Safeguard

Any measure that modifies risk — by reducing likelihood, reducing severity, or eliminating the hazard entirely. Controls are chosen using the Hierarchy of Controls.

ISO 45001:2018 §3.28

Example: A wet floor sign + non-slip mat = risk controls.

🏛

ISO 31000:2018 (Risk Management — Guidelines) defines risk as "the effect of uncertainty on objectives." In EHS, we narrow this to the probability and severity of harm. ISO 45001:2018 Clause 6.1 requires organisations to determine risks and opportunities — this is the formal requirement that makes hazard identification mandatory for certified organisations.

Standards referenced
  • ISO 45001:2018, §3.19 — Definition of "hazard"
  • ISO 45001:2018, §3.21 — Definition of "risk"
  • ISO 45001:2018, §3.28 — Definition of "control"
  • ISO 45001:2018, Clause 6.1 — Actions to address risks and opportunities
  • ISO 31000:2018, §3.2 — Definition of risk (enterprise risk management framework)
  • ILO OSH 2001, Section 3.7 — Hazard prevention and control
Topic 2 of 9

The 6 Categories of Workplace Hazards

Every workplace hazard falls into one of six categories. As a safety professional, your first task at any site is to identify hazards across all six — missing a whole category is a common gap in risk assessments.

⚡ Physical Hazards

  • Noise above 85 dB(A) TWA
  • Temperature extremes (heat/cold)
  • Vibration (hand-arm, whole-body)
  • Radiation (ionising and non-ionising)
  • Pressure (compressed gas, diving)
  • Illumination (too much or too little)
Ref: OSHA 29 CFR 1910.95 (noise) · ACGIH TLVs · NIOSH RELs

🧪 Chemical Hazards

  • Toxic substances (dusts, vapours, gases)
  • Corrosives (acids, alkalis)
  • Flammable/explosive materials
  • Carcinogens, mutagens, reproductive toxins
  • Asphyxiants (oxygen-displacing gases)
  • Sensitisers (causing asthma/dermatitis)
Ref: GHS/UN Purple Book · OSHA HazCom 29 CFR 1910.1200 · ACGIH TLVs

🦠 Biological Hazards

  • Bacteria (e.g. Legionella, anthrax)
  • Viruses (bloodborne pathogens, influenza)
  • Fungi and moulds
  • Parasites
  • Animal/insect vectors
  • Plant toxins and allergens
Ref: OSHA 29 CFR 1910.1030 (BBP) · WHO Biosafety Manual · EU Directive 2000/54/EC

🏋 Ergonomic Hazards

  • Manual handling / awkward postures
  • Repetitive motions
  • Forceful exertions
  • Contact stress (pressure points)
  • Whole-body vibration
  • Poor workstation design
Ref: OSHA Ergonomics Guidelines · ISO 11228 (manual handling) · NIOSH Lifting Equation

🧠 Psychosocial Hazards

  • Work-related stress and burnout
  • Workplace violence and harassment
  • Job insecurity and poor organisation
  • Fatigue (shift work, long hours)
  • Isolation and lone working
  • Bullying and harassment
Ref: ILO C190 (violence/harassment) · ISO 45003:2021 · EU-OSHA guidance

🔴 Safety Hazards

  • Falls from height / slips and trips
  • Struck-by and caught-in/between
  • Electrical shock and arc flash
  • Fire and explosion
  • Confined space asphyxiation/engulfment
  • Vehicle and machinery contact
Ref: OSHA Fatal Four · 29 CFR 1910/1926 · NFPA 70E (electrical) · NFPA 101 (fire)
🌍

ISO 45003:2021 — Psychological health and safety at work is the first international standard specifically addressing psychosocial risks. Published in 2021, it provides guidance on managing psychological hazards as part of an ISO 45001 management system. This was a landmark development — psychosocial hazards are now formally recognised as an equal category alongside physical and chemical hazards.

⚠️

OSHA's Fatal Four (Construction): Per OSHA data, four hazard types cause 60% of all construction fatalities: (1) Falls, (2) Struck-by objects, (3) Electrocution, (4) Caught-in/between. OSHA has a specific national emphasis program targeting these. Any construction site hazard assessment must address all four. Ref: OSHA 29 CFR 1926

Key standards by hazard category
  • OSHA 29 CFR 1910.95 — Occupational noise exposure (PEL: 90 dB(A) TWA, Action Level: 85 dB(A))
  • OSHA 29 CFR 1910.1200 — Hazard Communication Standard (GHS-aligned, SDS/labelling)
  • OSHA 29 CFR 1910.1030 — Bloodborne Pathogens Standard
  • ISO 45003:2021 — Psychological health and safety at work
  • ISO 11228-1:2021 — Ergonomics of manual handling (lifting and carrying)
  • ILO C190 (2019) — Violence and Harassment Convention (psychosocial)
  • NFPA 70E:2024 — Standard for Electrical Safety in the Workplace
  • EU Directive 2000/54/EC — Protection of workers from biological agents
Topic 3 of 9

Hazard Identification Methods

Knowing hazard categories is step one. Step two is using structured methods to systematically find them in your workplace — before they cause harm.

1

Workplace Inspections

Systematic physical walkthrough of the workplace to identify conditions and behaviours that could cause harm. Should be structured using a checklist, conducted at regular intervals, and documented. OSHA expects employers to conduct regular inspections under the General Duty Clause. ISO 45001 Clause 9.1 requires performance evaluation.

OSHA GDC §5(a)(1) ISO 45001 §9.1
2

Job Hazard Analysis (JHA) / Job Safety Analysis (JSA)

A step-by-step breakdown of a specific job task to identify hazards at each step and define controls. Required or strongly recommended by OSHA for high-hazard tasks. Also known as Task Risk Assessment (TRA) in some regions. Each task step is analysed: What could go wrong? Who could be harmed? What controls are needed?

OSHA 3071 (JHA Guide) ISO 45001 §6.1.2
3

Hazard and Operability Study (HAZOP)

A structured, team-based technique used in process industries (chemical, oil and gas, pharmaceutical). A guide word approach (No, More, Less, As Well As, Part Of, Reverse, Other Than) is applied to process parameters to identify deviations that could create hazards. Required by OSHA PSM 29 CFR 1910.119 and UK COMAH regulations for major hazard sites.

OSHA PSM 1910.119 IEC 61882:2016
4

Failure Mode and Effects Analysis (FMEA)

Systematically identifies how equipment or processes can fail, what the effects of each failure mode are, and what controls exist. Uses a Risk Priority Number (RPN) = Severity × Occurrence × Detection. Common in manufacturing (AIAG/VDA FMEA standard) and aerospace (MIL-STD-1629).

AIAG/VDA FMEA IEC 60812:2018
5

Near Miss and Incident Reporting

Every near miss is an unplanned hazard identification event. A mature safety culture treats near-miss reports as free lessons. Heinrich's Triangle (1:29:300 ratio) and Bird's Triangle suggest that for every serious injury there are hundreds of near-miss events that preceded it. OSHA requires recording of work-related injuries and illnesses on Form 300/301.

OSHA 29 CFR 1904 ISO 45001 §10.2
6

Safety Data Sheet (SDS) Review

Every hazardous chemical must have an SDS (Safety Data Sheet, formerly MSDS). Section 2 of the GHS-format SDS lists hazard identification. Section 8 gives exposure limits. Reviewing SDSs is a primary chemical hazard identification method. OSHA 29 CFR 1910.1200 requires SDSs for all hazardous chemicals and worker access to them.

OSHA HazCom 1910.1200 GHS Rev.9 (UN)
💡

ISO 45001:2018, Clause 6.1.2.1 requires that hazard identification considers: routine and non-routine activities; human factors (behaviour, capabilities, fatigue); infrastructure, equipment, and materials; design of work areas and processes; emergency situations; and changes — planned and unplanned. Most hazard IDs miss non-routine tasks (maintenance, cleaning) which are where many serious injuries occur.

Topic 4 of 9

The 5-Step Risk Assessment Process

The UK Health and Safety Executive (HSE) five-step approach is the most widely adopted risk assessment framework globally, referenced in EU guidance, aligned with ISO 45001, and accepted by OSHA as a systematic method.

"Risk assessment is the process of evaluating the risks to the health and safety of workers and others arising from hazards at work, so that adequate control measures can be put in place."

↳ UK HSE — Five Steps to Risk Assessment (INDG163) · Aligned with EU Framework Directive 89/391/EEC Article 9
1

Identify the Hazards

Walk around the workplace. Talk to workers — they know the hazards best. Review accident records, near-miss reports, and SDSs. Consider all 6 hazard categories. Think about non-routine tasks, young workers, new employees, and pregnant workers who may be more vulnerable.

ISO 45001 §6.1.2.1 OSHA 3071
2

Decide Who Might Be Harmed and How

Identify all groups: employees, contractors, visitors, members of the public, vulnerable groups (new/young workers, pregnant workers, workers with disabilities). Consider how each group could be harmed — different hazards affect different people differently. ISO 45001 Clause 6.1.2.1 specifically requires consideration of "all persons who may be affected."

ISO 45001 §6.1.2.1 ILO C155, Art.16
3

Evaluate the Risks — Likelihood × Severity

Assign likelihood (probability of harm occurring) and severity (potential consequences) ratings to each hazard. Multiply to get a risk score. Use a risk matrix to categorise: Low / Medium / High / Critical. Consider existing controls — what is already in place? Is it sufficient?

ISO 31000:2018 ANSI/AIHA Z10.0
4

Record Findings and Implement Controls

Document the assessment: hazard identified, who could be harmed, risk rating, controls recommended, person responsible, and completion date. Apply controls using the Hierarchy of Controls (elimination first, PPE last). In the UK, written risk assessment is legally required for employers with 5 or more employees (Management Regulations 1999).

ISO 45001 §6.1.2 UK Mgmt Regs 1999
5

Review and Update

Risk assessments are not one-time documents. Review when: there is a significant change in process or equipment; after an incident or near miss; at least annually for high-risk activities; when new hazards emerge (new chemicals, new tasks, new staff). ISO 45001 Clause 6.1.2.3 requires risk assessment to be kept as documented information.

ISO 45001 §6.1.2.3 OSHA GDC §5(a)(1)
Key references for risk assessment
  • ISO 45001:2018, Clause 6.1.2 — Hazard identification and assessment of risks — mandatory requirement
  • ISO 31000:2018 — Risk management — Guidelines (internationally applicable framework)
  • IEC 31010:2019 — Risk assessment techniques (50+ methods including bow-tie, fault tree, FMEA, HAZOP)
  • UK HSE INDG163 — Five Steps to Risk Assessment (free guide)
  • EU Directive 89/391/EEC, Article 9 — Employers' obligations for risk assessment
  • ANSI/AIHA Z10.0-2019 — Occupational Health and Safety Management Systems (US standard)
  • OSHA 3071 — Job Hazard Analysis (free OSHA publication)
Topic 5 of 9

The Risk Matrix — Visualising and Scoring Risk

A risk matrix plots likelihood against severity to produce a risk rating. It is the most widely used risk scoring tool in the world — used in OSHA programs, ISO 45001 implementations, and military/aerospace standards.

📐

Risk = Likelihood × Severity. This formula is the basis of virtually every risk matrix in use today. The scoring scales vary (3×3, 4×4, 5×5) but the principle is the same. MIL-STD-882E (US Dept of Defense System Safety Standard) uses a 5×4 matrix. ISO 45001 does not prescribe a specific matrix format but requires that risks be evaluated consistently.

Likelihood ↓ / Severity → 1 — Negligible
First aid only
2 — Minor
Medical treatment
3 — Serious
Lost time injury
4 — Major
Permanent disability
5 — Catastrophic
Fatality / multiple
5 — Almost Certain
Daily/weekly
5
MEDIUM
10
HIGH
15
CRITICAL
20
CRITICAL
25
CRITICAL
4 — Likely
Monthly
4
LOW
8
MEDIUM
12
HIGH
16
HIGH
20
CRITICAL
3 — Possible
Yearly
3
LOW
6
MEDIUM
9
MEDIUM
12
HIGH
15
HIGH
2 — Unlikely
Every few years
2
LOW
4
LOW
6
MEDIUM
8
MEDIUM
10
HIGH
1 — Rare
Once in career
1
LOW
2
LOW
3
LOW
4
LOW
5
MEDIUM
Risk Score Calculator
Based on the 5×5 matrix above — aligned with ISO 31000:2018 and ANSI/AIHA Z10.0
Standards for risk matrices
  • ISO 31000:2018 — Risk management — Guidelines (universal risk framework)
  • IEC 31010:2019 — Risk assessment techniques — risk matrix described as a technique (Annex B.28)
  • MIL-STD-882E (2012) — US Dept of Defense System Safety — 5×4 risk matrix standard
  • ANSI/AIHA Z10.0-2019 — US occupational health and safety management — risk assessment requirements
  • ISO 45001:2018, §6.1.2.2 — Assessment of OH&S risks and other risks to the OH&S management system
Topic 6 of 9

The Hierarchy of Controls

Once you have identified a hazard and assessed its risk, you must select a control. The Hierarchy of Controls is a universally mandated framework that ranks control measures from most to least effective.

"The employer shall implement feasible engineering and work practice controls to reduce and maintain employee exposure at or below the permissible exposure limit…"

↳ OSHA 29 CFR 1910.1000 — The legal basis for the Hierarchy of Controls in US law
1

Elimination

Physically remove the hazard entirely. The most effective control — eliminates the risk at source.

Examples: Discontinue a dangerous process; remove asbestos-containing materials; stop using a toxic chemical.
Most Effective
2

Substitution

Replace the hazard with something less dangerous. Reduces risk but does not eliminate it.

Examples: Replace a solvent with a water-based cleaner; use a less toxic pesticide; replace manual lifting with mechanical handling.
Very Effective
3

Engineering Controls

Isolate people from the hazard through physical design changes. Works without relying on worker behaviour.

Examples: Machine guards; local exhaust ventilation (LEV); noise enclosures; interlocks; guardrails; LOTO energy isolation.
Effective
4

Administrative Controls

Change the way people work. Relies on compliance and behaviour — less reliable than engineering controls.

Examples: Safe work procedures (SWPs); job rotation to limit exposure; permit-to-work systems; safety signs; training; supervision.
Moderate
5

Personal Protective Equipment (PPE)

The last line of defence. Does not reduce or eliminate the hazard — only protects the individual if everything else fails. Should never be the only control for a significant hazard.

Examples: Hard hats, safety glasses, respirators, gloves, high-visibility vests, fall harnesses, hearing protection.
Least Effective
⚠️

Common mistake — jumping straight to PPE: Many organisations issue PPE as the first response to a hazard because it is cheap and quick. This is legally insufficient when higher-level controls are feasible. OSHA has cited employers for relying on PPE when engineering controls were practicable. Always ask: can we eliminate or engineer out this hazard before issuing gloves?

Standards referencing the Hierarchy of Controls
  • ISO 45001:2018, Clause 8.1.2 — Eliminating hazards and reducing OH&S risks — hierarchy required
  • OSHA 29 CFR 1910.1000 — Air contaminants — engineering/work practice controls first
  • OSHA 29 CFR 1926.21 — Safety training and education (construction) — implies hierarchy
  • NIOSH document: Hierarchy of Controls — NIOSH formally endorses the five-level hierarchy
  • UK Management of H&S at Work Regulations 1999, Reg.4 — Principles of prevention (hierarchy)
  • ILO-OSH 2001, Section 3.10.1 — Preventive and protective measures — hierarchy mandated
  • ANSI/AIHA Z10.0-2019, Section 6 — Hierarchy of controls for hazard management
  • EU Framework Directive 89/391/EEC, Article 6(2) — General principles of prevention — hierarchy
Topic 7 of 9

Worked Example — Job Hazard Analysis (JHA)

See how a JHA works in practice. This example analyses a common task: changing a drum of chemical on a manufacturing line. Every step follows OSHA's JHA methodology (OSHA Publication 3071).

📋

OSHA Publication 3071 is OSHA's free guide to conducting Job Hazard Analyses. It is the definitive US reference for JHA methodology. The same approach is described internationally as "Task Risk Assessment" (TRA) or "Step-by-Step Risk Assessment." ISO 45001 Clause 6.1.2.1 requires this level of analysis for hazard identification.

Task: Changing a 200L drum of chemical solvent on a production line · Standard applied: OSHA 3071 · Additional refs: OSHA 29 CFR 1910.1200, 1910.119

Job Step Potential Hazard Risk
Score
Recommended Controls (Hierarchy)
1. Gather tools and PPE Inadequate PPE for chemical — skin/eye contact with solvent. Chemical: vapour inhalation. HIGH 12 Eng: LEV in drum-change area. Admin: SDS review before task; PPE checklist. PPE: Chemical-resistant gloves, safety glasses, respirator (half-face with organic vapour cartridge).
2. Move drum from storage to production line Manual handling injury (back/musculoskeletal). Drum tip-over — chemical spill, fire, slip hazard. HIGH 12 Eng: Use drum trolley or forklift — no manual lifting of 200L drum. Admin: Inspect drum integrity before moving; clear path of travel. PPE: Safety footwear (steel toe).
3. Disconnect empty drum and connect new drum Chemical splash during disconnection. Vapour release — flammable atmosphere. Static electricity — ignition source. CRIT 16 Elim: Closed-loop coupling system eliminates splash risk. Eng: Bonding and grounding of drum and equipment (NFPA 77); LEV on. Sub: Low-vapour-pressure alternative chemical if feasible. Admin: Permit to Work; no ignition sources within 5m; two-person task. PPE: Full face shield, chemical gloves, anti-static footwear.
4. Dispose of empty drum Residual chemical in drum — vapour, fire, skin contact. Drum considered hazardous waste if contaminated. MED 9 Admin: Label drum as hazardous waste per OSHA 1910.1200 and RCRA (40 CFR 262). PPE: Chemical gloves. Admin: Approved waste contractor for disposal — not general waste.
5. Clean up and inspect area Residual solvent spill creating slip/fire hazard. Contaminated rags — fire or skin hazard. LOW 4 Admin: Use solvent-compatible absorbent (not paper towel). Store used rags in covered metal bin (NFPA 30). Inspect area for leaks. Sign off permit-to-work.
💡

Notice how Step 3 (drum connection) is rated CRITICAL — this is where the most controls are applied, and elimination (closed-loop coupling) is specified first before PPE. This is the Hierarchy of Controls in action. The JHA ensures that the highest-risk steps receive the most robust controls. Reference: OSHA 3071 NFPA 77 (static) NFPA 30 (flammables)

Topic 8 of 9

Advanced Risk Assessment Techniques

As you progress, you will encounter these more specialised methods. Each one is applied in specific contexts — knowing which tool to use when is a hallmark of an experienced EHS professional.

Bow-tie analysis maps the causal pathway from hazard to top event (the unwanted incident) and from the top event to consequences. The left side shows threats (causes) and prevention barriers; the right side shows consequences and recovery/mitigation barriers.

  • Widely used in oil and gas, aviation, and major hazard industries
  • Visualises both prevention and mitigation in a single diagram
  • Referenced in IEC 31010:2019, Annex B.30 as a recognised risk assessment technique
  • Required by some regulators for major hazard facility safety cases (e.g. COMAH in UK)
  • Standard: IEC 31010:2019, Annex B.30

A top-down, deductive failure analysis that uses Boolean logic (AND/OR gates) to model the combinations of events that can lead to a specific undesired event (top event). Calculates the probability of the top event from component failure rates.

  • Originated in nuclear and aerospace industries (Bell Labs, 1962)
  • Used in nuclear (NUREG/CR-0492), aerospace (MIL-HDBK-338B), and process safety
  • Required by OSHA PSM (29 CFR 1910.119) as one acceptable PHA technique
  • Standard: IEC 61025:2006 — Fault tree analysis (FTA)

Event tree analysis is the forward-looking complement to FTA. Starting from an initiating event, it traces the possible outcomes through a series of success/failure branches (safeguards, barriers, systems). Calculates the probability and severity of each outcome path.

  • Commonly used alongside FTA in quantitative risk assessment (QRA)
  • Standard in offshore oil and gas risk assessment (ISO 17776)
  • Standard: IEC 31010:2019, Annex B.11

LOPA is a semi-quantitative method used primarily in process safety to evaluate whether independent protection layers (IPLs) provide sufficient risk reduction. Each IPL has a probability of failure on demand (PFD). LOPA verifies that the combination of IPLs reduces risk to a tolerable level.

  • Used to justify Safety Instrumented System (SIS) integrity level (SIL) per IEC 61511
  • Described in CCPS Guidelines for Initiating Events and Independent Protection Layers
  • Widely adopted in chemical and petrochemical industries
  • Standard: IEC 61511:2016 (functional safety — process sector), IEC 61508

The NIOSH Revised Lifting Equation (1994) calculates a Recommended Weight Limit (RWL) and Lifting Index (LI) for manual lifting tasks. LI > 1.0 indicates increased risk of musculoskeletal disorder. Widely accepted by OSHA and used in industrial ergonomics.

  • Considers: load weight, horizontal distance, vertical height, asymmetry, frequency, coupling quality
  • Published as: NIOSH Publication 94-110 (1994)
  • Complemented by: ISO 11228-1:2021 — Manual handling — lifting, lowering and carrying
  • RULA and REBA assessments (biomechanical posture tools) are complementary methods for posture evaluation

QRA uses numerical data and probabilistic modelling to calculate Individual Risk (IR) and Societal Risk (F-N curves) from major hazard scenarios. Used for land-use planning around major hazard sites, offshore safety cases, and process industry risk management.

  • Individual risk tolerability criteria: typically 10⁻⁵/year (acceptable) to 10⁻⁴/year (ALARP boundary) in UK/Dutch systems
  • Required for UK COMAH Safety Reports and offshore OPEP documents
  • Dutch "Purple Book" (PGS 3) and UK HSE guidance are key references
  • Concept of ALARP (As Low As Reasonably Practicable) — UK HSWA 1974 basis
  • Standard: IEC 31010:2019; ISO 17776:2016 (offshore)
Advanced technique standards
  • IEC 31010:2019 — Risk assessment techniques — 50+ methods with detailed guidance
  • IEC 61025:2006 — Fault tree analysis (FTA)
  • IEC 60812:2018 — Failure mode and effects analysis (FMEA and FMECA)
  • IEC 61882:2016 — Hazard and operability study (HAZOP study) — application guide
  • IEC 61511:2016 — Functional safety — Safety instrumented systems for process sector (LOPA/SIL)
  • NIOSH Publication 94-110 (1994) — Revised NIOSH Lifting Equation
  • ISO 11228-1:2021 — Ergonomics of manual handling — Part 1: Lifting, lowering and carrying
  • OSHA 29 CFR 1910.119, §(e) — Process Hazard Analysis (PHA) — methods listed include HAZOP, FTA, FMEA
Topic 9 of 9

Documenting Risk Assessments — Legal Requirements

A risk assessment that isn't documented didn't happen — at least not in the eyes of a regulator. Here is what international law requires you to record and retain.

Jurisdiction Legal Requirement What Must Be Recorded Retention
USA (OSHA) OSHA 29 CFR 1904 (recordkeeping); General Duty Clause implies documentation of hazard assessments Form 300 (injury log), Form 301 (incident report), Form 300A (annual summary). JHA records retained. PSM PHA documentation required for covered processes. Form 300: 5 years. PSM records: life of process + 1 year.
UK (HSE) Management of Health and Safety at Work Regulations 1999, Regulation 3 Written risk assessment required for employers with 5+ employees. Significant findings, vulnerable groups, and control measures must be recorded. Until superseded. RIDDOR reports: 3 years.
EU Member States EU Framework Directive 89/391/EEC, Article 9; national implementations Risk assessment results; list of hazardous substances; health surveillance records; preventive and protective measures taken. Varies by member state; typically 10–40 years for health records.
International (ISO) ISO 45001:2018, Clause 6.1.2.3 (documented information) Hazard identification results, risk assessment results, risk controls, OH&S objectives, and evidence of ongoing review must be maintained as documented information. Organisation-defined; sufficient for audit trail. Retained per Clause 7.5.
Global (ILO) ILO-OSH 2001, Section 3.7–3.9 Initial review, hazard identification, risk assessment records, and preventive/protective measure documentation. Organisation-defined; must be available to workers.
📁

Best practice tip: ISO 45001:2018 Clause 7.5 (documented information) requires that risk assessment records be controlled — versioned, dated, approved, protected, and accessible to relevant workers. Workers have the right to access information about risks to their health and safety under ILO C155 Article 19 and OSHA's Hazard Communication Standard 29 CFR 1910.1200. Never restrict worker access to risk assessments that affect them.

Documentation standards
  • OSHA 29 CFR 1904 — Recording and reporting occupational injuries and illnesses
  • ISO 45001:2018, Clause 6.1.2.3 — Documented information requirements for risk assessment
  • ISO 45001:2018, Clause 7.5 — Control of documented information
  • UK Management of H&S at Work Regulations 1999, Reg.3 — Written risk assessment requirement
  • OSHA 29 CFR 1910.119(e) — PSM Process Hazard Analysis documentation requirements
  • ILO-OSH 2001, Section 3.9 — Documented records of risk assessments
  • OSHA 29 CFR 1910.1200(e)(4) — Written hazard communication program required
Phase 2 Knowledge Check
6 questions — all answers sourced from international standards covered in this module

1. ISO 45001:2018 defines "risk" as which of the following?

2. According to the Hierarchy of Controls (ISO 45001 Clause 8.1.2 and OSHA 29 CFR 1910.1000), which control measure is considered MOST effective?

3. OSHA's Construction "Fatal Four" — the four causes of 60% of construction fatalities — include which of the following groups?

4. Which international standard was published in 2021 specifically to address psychosocial risks in the workplace?

5. The UK's legal requirement to conduct a WRITTEN risk assessment applies to employers with how many employees?

6. HAZOP (Hazard and Operability Study) is mandated by which OSHA standard for covered process industries?