Foundations
Hazard ID
Regulatory
Core Safety
5
Environmental
6
Advanced
Phase 5 · Environmental Health

Protect the planet
alongside the worker

Master the full environmental side of EHS — air quality, water protection, hazardous waste, contaminated land, climate compliance, and building an ISO 14001 environmental management system from scratch.

📘 6 modules
~3 hours to complete
🎯 Intermediate
🏛 EPA · ISO 14001 · EU EIA · UNEP · Paris Agreement
🌬 Air Quality 💧 Water Protection 🗑 Hazardous Waste ☣️ Site Contamination 🌡 Climate & Emissions 🌿 ISO 14001 EMS
🌬

Module 1 — Air Quality & Clean Air Act

The US Clean Air Act is the most comprehensive air pollution law in the world. Understanding its structure is essential for any facility with air emissions.

Clean Air Act 42 U.S.C. §740140 CFR Parts 50–98EU Air Quality Directive 2008/50/ECISO 14001:2015
Clean Air Act Structure

The Six Titles of the Clean Air Act (1970, amended 1990)

The Clean Air Act (CAA) is organised into six major titles. Each title delegates specific authorities to the EPA and creates specific obligations for facilities. The 1990 amendments were the most significant overhaul, adding Titles IV–VI.

📊

Title I — Air Pollution Prevention

National Ambient Air Quality Standards (NAAQS) for 6 criteria pollutants. State Implementation Plans (SIPs). Nonattainment area requirements. New Source Review (NSR) permitting.

42 U.S.C. §7401–7515
🏭

Title V — Operating Permits

Major sources of air pollution must obtain Title V operating permits. Consolidates all CAA requirements into a single permit. State-issued but EPA-approved. Requires annual compliance certifications.

42 U.S.C. §7661
☣️

Title III — Hazardous Air Pollutants

187 listed Hazardous Air Pollutants (HAPs). National Emission Standards for Hazardous Air Pollutants (NESHAPs). Maximum Achievable Control Technology (MACT) standards for major sources.

42 U.S.C. §7412
🌡

Title IV — Acid Rain Program

Cap-and-trade program for SO₂ and NOₓ emissions from power plants. First large-scale emissions trading program in the US — model for later greenhouse gas trading schemes.

42 U.S.C. §7651
🕳

Title VI — Stratospheric Ozone

Implements the Montreal Protocol obligations. Phase-out of ozone-depleting substances (ODSs): CFCs, HCFCs, halons. Refrigerant management, technician certification (Section 608).

42 U.S.C. §7671
🚗

Title II — Mobile Sources

Emission standards for cars, trucks, non-road engines, and fuels. Corporate Average Fuel Economy (CAFE) standards coordinated with DOT. Reformulated gasoline requirements.

42 U.S.C. §7521

NAAQS — The Six Criteria Pollutants

The National Ambient Air Quality Standards (NAAQS) set concentration limits for six "criteria" air pollutants. Primary NAAQS protect public health; secondary NAAQS protect public welfare (crops, visibility, ecosystems). States must achieve these standards through State Implementation Plans (SIPs).

PollutantPrimary NAAQS StandardAveraging TimeHealth EffectsMajor Sources
PM2.5 (Fine Particles)9 µg/m³ (annual, revised 2024); 35 µg/m³ (24-hr)Annual / 24-hrCardiovascular & respiratory disease, premature deathCombustion, vehicles, power plants, wildfires
PM10 (Coarse Particles)150 µg/m³24-hourRespiratory effects, aggravated asthmaDust, construction, mining, agriculture
Ozone (O₃)0.070 ppm8-hourLung damage, asthma, reduced lung functionSecondary pollutant — formed from NOₓ + VOCs + sunlight
Carbon Monoxide (CO)9 ppm (8-hr); 35 ppm (1-hr)8-hour / 1-hourReduces O₂ delivery to organs; fatal at high concentrationsVehicles, combustion equipment, industrial processes
Sulfur Dioxide (SO₂)75 ppb1-hourRespiratory irritation; acid rain formationPower plants, smelters, fuel combustion
Nitrogen Dioxide (NO₂)53 ppb (annual); 100 ppb (1-hr)Annual / 1-hourLung inflammation; precursor to ozone and PM2.5Vehicles, power plants, industrial boilers
Lead (Pb)0.15 µg/m³Rolling 3-month avgNeurological damage; especially harmful to childrenSmelters, battery manufacturing, aviation fuel
📌

2024 PM2.5 Standard Revision: In February 2024, EPA revised the annual PM2.5 NAAQS from 12 µg/m³ to 9 µg/m³ — the most significant air quality rule update in a decade. This will require many areas to develop new State Implementation Plans and may trigger additional permit requirements for major industrial sources. Ref: 89 FR 16202 (March 6, 2024)

Air Permitting — Who Needs a Permit?

Not every facility needs an air permit, but those that do face complex obligations. Understanding the thresholds is a core EHS competency.

Permit TypeApplicability ThresholdKey RequirementsAuthority
Title V Major Source Operating Permit≥100 TPY of any regulated pollutant (10/25 TPY in non-attainment areas for some pollutants); or ≥10 TPY of any single HAP or ≥25 TPY of combined HAPsComprehensive permit consolidating all CAA requirements; annual compliance certification; public notice; EPA review40 CFR Part 70/71
Prevention of Significant Deterioration (PSD) — Major New SourceNew major source or major modification in attainment area. Thresholds: 100–250 TPY depending on source categoryBest Available Control Technology (BACT); air quality analysis; pre-construction permit from State40 CFR Part 52
Non-Attainment NSRNew or modified major source in a non-attainment areaLowest Achievable Emission Rate (LAER) — more stringent than BACT; emission offsets required (>1:1 ratio)40 CFR Part 51
Minor Source / State PermitBelow major source thresholds — varies by stateState-specific requirements; often less rigorous than Title V but still legally bindingState air agency

EU Air Quality Framework

For EHS professionals working in Europe, the EU has its own comprehensive air quality regulatory framework.

🇪🇺 Ambient Air Quality Directive

EU Directive 2008/50/EC sets limit values for PM2.5, PM10, NO₂, SO₂, CO, ozone, and benzene. Member states must develop Air Quality Plans for exceedance areas. Currently under revision (2022 proposal aligns more closely with WHO 2021 guidelines).

Directive 2008/50/EC

🏭 Industrial Emissions Directive

EU Directive 2010/75/EU (IED) requires large industrial plants to use Best Available Techniques (BAT). BAT Reference Documents (BREFs) published for each industry sector. Integrated Environmental Permit required.

Directive 2010/75/EU

🌡 EU ETS — Carbon Market

EU Emissions Trading System covers ~40% of EU greenhouse gas emissions. Installations above threshold must surrender allowances equal to annual emissions. Phase IV (2021–2030) tightens caps annually. Linked to Paris Agreement targets.

Directive 2003/87/EC (amended)
Air quality standards
  • Clean Air Act, 42 U.S.C. §7401 et seq. — Primary US air pollution statute
  • 40 CFR Part 50 — National Primary and Secondary Ambient Air Quality Standards (NAAQS)
  • 40 CFR Parts 70–71 — Title V Operating Permit Programs
  • 40 CFR Part 63 — NESHAPs for Hazardous Air Pollutants (HAPs)
  • 40 CFR Part 60 — Standards of Performance for New Stationary Sources (NSPS)
  • WHO Air Quality Guidelines (2021) — Global reference values (stricter than most national standards)
  • EU Directive 2008/50/EC — Ambient Air Quality and Cleaner Air for Europe
  • EU Directive 2010/75/EU — Industrial Emissions Directive (IED)
  • Montreal Protocol (1987) — Phase-out of ozone-depleting substances (189 parties)

💧

Module 2 — Water Quality & Clean Water Act

Protecting surface water, groundwater, and drinking water — the regulatory framework, permit system, and spill prevention requirements.

Clean Water Act 33 U.S.C. §1251SDWA 42 U.S.C. §300f40 CFR Part 112 (SPCC)EU Water Framework Directive
Clean Water Act Framework

The Clean Water Act — Structure and Key Programs

The Clean Water Act (CWA, 1972) established the basic structure for regulating discharges of pollutants into US waters and for setting water quality standards. Its goal: "fishable and swimmable" waters nationwide.

"The objective of this Act is to restore and maintain the chemical, physical, and biological integrity of the Nation's waters."

↳ Clean Water Act, 33 U.S.C. §1251(a) — the foundational statement of purpose

The NPDES permit program (Section 402) is the primary mechanism for controlling water pollution. Any discharge of a pollutant from a point source to navigable waters requires an NPDES permit.

Who needs an NPDES permit:
  • Industrial wastewater discharges to surface water
  • Municipal sewage treatment plants (POTWs)
  • Stormwater discharges from industrial activities and construction sites ≥1 acre (Construction General Permit)
  • Concentrated Animal Feeding Operations (CAFOs) above thresholds
  • Combined Sewer Overflows (CSOs) and Sanitary Sewer Overflows (SSOs)
Key permit elements:
  • Effluent limitations — technology-based (BPT, BAT, BCT) and water quality-based
  • Monitoring and reporting requirements (Discharge Monitoring Reports — DMRs)
  • Standard conditions — proper operation, duty to mitigate, inspection and entry by regulators
  • Special conditions — spill reporting, bypass notification, upset provisions

Ref: CWA §402 / 40 CFR Parts 122–125

Facilities with aboveground oil storage capacity ≥1,320 gallons (or underground storage ≥42,000 gallons) that could reasonably discharge oil to navigable waters must prepare and implement an SPCC Plan.

SPCC Plan required elements (40 CFR Part 112):
  • Facility description, potential discharge volumes, and drainage pathways
  • Secondary containment — sized to hold largest tank volume + precipitation (dikes, berms, containment basins)
  • Inspection and testing procedures for containment and equipment
  • Discharge notification and response procedures
  • Security (fencing, lighting, valve locks)
  • Signed and certified by a Professional Engineer (PE) for facilities above Tier I threshold

Ref: 40 CFR Part 112 — revised 2002, amended 2013

Section 404 requires a permit from the US Army Corps of Engineers (USACE) for discharge of dredged or fill material into "waters of the United States," including wetlands. Construction projects near water bodies must determine jurisdictional status.

  • Individual permits — for projects with significant individual/cumulative impacts
  • Nationwide Permits (NWPs) — pre-approved for minor impacts (e.g., NWP 12 for utility lines)
  • 404(b)(1) Guidelines — EPA and USACE apply to minimise adverse effects
  • Mitigation hierarchy: avoid → minimise → compensate (wetland mitigation banks)
  • Sackett v. EPA (2023, US Supreme Court) significantly narrowed the definition of "waters of the United States" — consult current jurisdictional guidance

Ref: CWA §404 / 33 CFR Parts 320–330

The SDWA (1974, 42 U.S.C. §300f) regulates public water systems and protects drinking water quality.

  • Maximum Contaminant Levels (MCLs) — legally enforceable limits for 90+ contaminants in drinking water
  • Treatment Technique Requirements (TTs) — where MCL is not technically feasible
  • Underground Injection Control (UIC) Program — regulates injection wells to prevent groundwater contamination
  • Source Water Protection Programs — protecting drinking water intake areas
  • Lead and Copper Rule — action level 15 ppb for lead in tap water at 90th percentile of samples
  • PFAS — EPA established first-ever MCLs for PFOA and PFOS in 2024 (4 ppt each)

Ref: SDWA 42 U.S.C. §300f / 40 CFR Parts 141–149

EU Water Framework Directive

The EU Water Framework Directive (WFD) establishes a framework for all water policy in Europe — integrated management of all water bodies to achieve "good status" by defined deadlines.

🎯 Good Ecological Status

EU Directive 2000/60/EC requires member states to achieve "good ecological and chemical status" for all surface and groundwater bodies. River Basin Management Plans (RBMPs) are the primary planning instrument. Catchment-based approach — not political boundaries.

Directive 2000/60/EC

🏭 Industrial Discharges

Priority Substances Directive (2013/39/EU) sets environmental quality standards (EQS) for 45 priority substances in water. Facilities discharging to water bodies must comply with these standards through their IPPC/IED permits.

Directive 2013/39/EU

🌊 Urban Wastewater

Urban Wastewater Treatment Directive (91/271/EEC) requires secondary treatment for agglomerations above 2,000 population equivalents; more advanced treatment in sensitive areas. Currently under revision (2022 recast proposal).

Directive 91/271/EEC
⚠️

PFAS — the emerging water crisis: Per- and polyfluoroalkyl substances (PFAS) are a group of ~12,000 synthetic chemicals found in firefighting foam (AFFF), non-stick cookware, and countless industrial products. They do not break down in the environment ("forever chemicals"). In April 2024, EPA set the first MCLs for PFOA and PFOS at 4 parts per trillion (ppt) — the lowest enforceable drinking water standard in US history. Many industrial sites face significant PFAS remediation liability. Ref: PFAS National Primary Drinking Water Regulation (2024)

Water protection standards
  • Clean Water Act, 33 U.S.C. §1251 et seq. — Primary US water pollution statute
  • 40 CFR Parts 122–125 — NPDES permit program regulations
  • 40 CFR Part 112 — Oil Pollution Prevention (SPCC plans)
  • SDWA, 42 U.S.C. §300f / 40 CFR Parts 141–149 — Drinking water MCLs and treatment requirements
  • Oil Pollution Act of 1990 (OPA 90) — Oil spill liability and response planning
  • EU Directive 2000/60/EC — Water Framework Directive
  • EU Directive 91/271/EEC — Urban Wastewater Treatment Directive
  • WHO Guidelines for Drinking-water Quality (4th ed., 2022) — Global drinking water reference values

🗑

Module 3 — Hazardous Waste Management (RCRA)

Cradle-to-grave management of hazardous waste under RCRA — identification, generator classification, storage, manifesting, and disposal.

RCRA 42 U.S.C. §690140 CFR Parts 260–299UN Basel ConventionEU Waste Framework Directive
Waste Identification

Is It a RCRA Hazardous Waste? The Four-Step Process

Not all industrial waste is hazardous under RCRA. Correctly identifying whether a material is a RCRA hazardous waste is the first and most critical step — misclassification creates both liability and compliance risk.

1

Is it a solid waste?

RCRA's definition of "solid waste" is very broad — it includes liquids, semi-solids, and gases in containers, not just solids. Materials that are recycled in certain ways may be excluded from the definition of solid waste. Ref: 40 CFR §261.2

2

Is it excluded from RCRA?

Many common industrial materials are excluded from RCRA hazardous waste regulation: domestic sewage, irrigation return flows, nuclear material (regulated under AEA), household hazardous waste, mining wastes (Bevill exclusion), and certain recycled materials. Ref: 40 CFR §261.4

3

Is it a Listed Waste?

EPA has listed specific wastes as hazardous. Four lists: F-list (non-specific source wastes — spent solvents, electroplating baths); K-list (specific source wastes — petroleum refining, pesticide manufacturing); P-list (acutely hazardous discarded commercial chemicals); U-list (toxic discarded commercial chemicals). Ref: 40 CFR §§261.30–261.33

4

Is it a Characteristic Waste?

If not listed, test for four characteristics: Ignitability (D001) — flash point <60°C; Corrosivity (D002) — pH ≤2 or ≥12.5; Reactivity (D003) — unstable, reacts violently; Toxicity (D004–D043) — TCLP test for 40 regulated constituents. Ref: 40 CFR §§261.21–261.24

Generator Classification

RCRA Generator Categories — Your Status Determines Your Obligations

How much hazardous waste you generate per calendar month determines your generator category. The 2016 Generator Improvements Rule (effective 2018) revised the three categories. Each category carries different accumulation time limits, storage requirements, and reporting obligations.

Very Small Quantity Generator (VSQG)
<100 kg/mo

Fewest requirements. No time limit for accumulation. Must send waste to permitted facility. Cannot accumulate >1,000 kg on-site at any time. No EPA ID required unless shipping off-site. Ref: 40 CFR Part 262 Subpart L

Small Quantity Generator (SQG)
100–1,000 kg/mo

Can accumulate up to 270 days on-site. Must have EPA ID number. Emergency coordinator required. Must use manifest for off-site shipments. Annual reporting to state. Ref: 40 CFR Part 262 Subpart L

Large Quantity Generator (LQG)
>1,000 kg/mo

Strictest requirements. 90-day accumulation limit (120 days for remote sites). Emergency coordinator on-site 24/7. Written contingency plan. Biennial reporting. Land Disposal Restrictions (LDR) apply. Full training program. Ref: 40 CFR Part 262 Subpart B

Hazardous Waste Generator Classifier
Based on RCRA 40 CFR Part 262 — 2018 Generator Improvements Rule

Land Disposal Restrictions (LDR) — Treatment Before Disposal

RCRA's Land Disposal Restrictions (LDRs) prohibit placing untreated hazardous waste directly into the land. Waste must be treated to meet specified treatment standards before land disposal. This is a fundamental principle of RCRA's cradle-to-grave system.

🧪 Treatment Standards

EPA specifies either a treatment method (e.g., incineration, stabilisation) or a concentration-based standard for each waste code. Treatment must achieve the standard before land disposal (landfill, surface impoundment, land application).

40 CFR Part 268

📝 LDR Notification

Generators must send an LDR notification/certification to the TSDF with each waste shipment, certifying that the waste meets treatment standards or identifying the waste codes and applicable standards.

40 CFR §268.7

♻️ Treatment, Storage & Disposal Facilities

TSDFs must have a RCRA permit, meet extensive design and operating standards, carry financial assurance for closure and post-closure, and maintain groundwater monitoring programs.

40 CFR Parts 264–265

International Hazardous Waste Trade — Basel Convention

The Basel Convention (1989) controls the transboundary movements of hazardous waste and their disposal. 190 parties. The US has signed but not ratified the Basel Convention — but US exporters must comply with requirements of receiving countries.

🌍

Basel Ban Amendment (2019 in force): Prohibits export of hazardous waste from OECD countries to non-OECD countries. The 2019 "Plastic Waste Amendments" added certain plastic wastes to the controlled list — companies exporting plastic waste must now obtain prior informed consent from importing countries. The EU implements Basel through Regulation (EC) No 1013/2006 on shipments of waste. Ref: Basel Convention (1989)

Hazardous waste standards
  • RCRA, 42 U.S.C. §6901 et seq. — Resource Conservation and Recovery Act (US solid and hazardous waste law)
  • 40 CFR Part 261 — Identification and listing of hazardous waste
  • 40 CFR Part 262 — Standards applicable to generators of hazardous waste
  • 40 CFR Parts 264–265 — Standards for TSDFs (permitted and interim status)
  • 40 CFR Part 268 — Land Disposal Restrictions (LDRs)
  • Basel Convention (1989) — Control of transboundary movements of hazardous wastes
  • EU Waste Framework Directive 2008/98/EC — Waste hierarchy: prevent → reuse → recycle → recover → dispose
  • EU Regulation 1013/2006 — Shipments of waste (implements Basel Convention in EU)

☣️

Module 4 — Contaminated Site Management & CERCLA

Superfund liability, contaminated site remediation, brownfields, and the Phase I/II Environmental Site Assessment process used in every property transaction.

CERCLA 42 U.S.C. §960140 CFR Part 300 (NCP)ASTM E1527-21EU Soil Directive proposal
CERCLA / Superfund

The Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA/Superfund)

CERCLA (1980) gives EPA the authority to clean up contaminated sites and hold responsible parties liable for cleanup costs. Its liability scheme is unique — and uniquely powerful. No other environmental law creates this level of financial exposure.

⚠️

CERCLA liability is strict, joint, several, and retroactive. Strict = no need to prove negligence — if you released a hazardous substance, you are liable. Joint and several = any single Potentially Responsible Party (PRP) can be held liable for the entire cleanup cost. Retroactive = applies to releases that occurred before CERCLA was enacted (1980). This means a company that legally disposed of waste decades ago can be held liable for millions in cleanup costs today. Ref: CERCLA §107 / 42 U.S.C. §9607

👥

Four Classes of PRPs

1. Current owners/operators of the facility. 2. Past owners/operators at time of disposal. 3. Generators who arranged for disposal (sent waste there). 4. Transporters who selected the site. All four can be pursued for the full cleanup cost.

CERCLA §107(a)
📋

National Priorities List (NPL)

Sites scoring high on the Hazard Ranking System (HRS) are listed on the NPL — the Superfund list. Over 1,300 current NPL sites. Average cleanup cost: $15–50 million per site. Some multi-billion dollar sites (e.g., Hanford, Anaconda Copper).

40 CFR Part 300 App. B
🔬

Remedial Investigation / Feasibility Study (RI/FS)

The RI characterises nature and extent of contamination. The FS evaluates cleanup alternatives. The Record of Decision (ROD) selects the remedy. A typical RI/FS takes 3–7 years and costs millions before any cleanup begins.

40 CFR Part 300 Subpart E
🏘

Brownfields Program

Brownfields are properties where redevelopment is complicated by real or potential contamination. EPA's Brownfields Program provides grants and liability protections to facilitate cleanup and reuse of contaminated properties — reducing Superfund liability for bona fide purchasers.

CERCLA §§104(k), 128(a)
Phase I & Phase II ESA

Environmental Site Assessment — The Due Diligence Standard

Before purchasing any property where industrial operations occurred, a Phase I Environmental Site Assessment (ESA) is performed. It is the standard of care for CERCLA's "bona fide prospective purchaser" defence — without it, a buyer can inherit full Superfund liability.

1

Phase I ESA — Records Review & Site Reconnaissance

Non-invasive assessment. Reviews historical records (Sanborn maps, aerial photos, government databases, title records), interviews current/former owners, and conducts a visual site inspection. Identifies Recognised Environmental Conditions (RECs). Standard: ASTM E1527-21 (updated 2021). No sampling — paper and observation only. Must be conducted by an Environmental Professional (EP).

ASTM E1527-21 40 CFR Part 312
2

Phase II ESA — Sampling & Laboratory Analysis

Triggered by RECs identified in Phase I. Invasive investigation — soil borings, groundwater monitoring wells, soil/water/soil gas sampling, laboratory analysis. Determines if contamination is present, its extent, and concentration. May trigger CERCLA notification obligations if releases are confirmed above reportable quantities.

ASTM E1903-19
3

Phase III — Remedial Action

If Phase II confirms contamination above regulatory thresholds, remediation is designed and implemented. Technologies include: pump-and-treat for groundwater, soil excavation, soil vapour extraction, bioremediation, in-situ chemical oxidation, and monitored natural attenuation (MNA). Cleanup standards vary by future land use (residential vs. industrial).

40 CFR Part 300
💡

ASTM E1527-21 (2021 update) updated the Phase I ESA standard with new requirements for reviewing emerging contaminants like PFAS, clarifying Controlled RECs (CRECs) and Historical RECs (HRECs), and updating the "file review" requirements. Any Phase I ESA conducted after February 2023 should follow the 2021 standard to qualify for CERCLA innocent landowner defences. Ref: ASTM E1527-21 CERCLA §101(35)(B)

Contaminated site standards
  • CERCLA, 42 U.S.C. §9601 et seq. — Comprehensive Environmental Response, Compensation, and Liability Act (Superfund)
  • 40 CFR Part 300 — National Contingency Plan (NCP) — the blueprint for hazardous substance response
  • ASTM E1527-21 — Standard Practice for Environmental Site Assessments: Phase I ESA Process
  • ASTM E1903-19 — Standard Practice for Environmental Site Assessments: Phase II ESA Process
  • 40 CFR Part 302 — Designation of hazardous substances and reportable quantities (CERCLA §103)
  • EU Soil Thematic Strategy (COM(2006)231) — Framework for soil protection in Europe

🌡

Module 5 — Climate Change & Greenhouse Gas Compliance

GHG reporting, carbon markets, Scope 1/2/3 emissions, the Paris Agreement, and SEC climate disclosure — the fastest-growing area in EHS.

40 CFR Part 98 (GHGRP)ISO 14064GHG ProtocolParis AgreementEU ETS
GHG Fundamentals

The Seven Greenhouse Gases — Global Warming Potentials

EHS professionals must understand GHG reporting and the concept of CO₂ equivalents (CO₂e). Each gas has a Global Warming Potential (GWP) measured relative to CO₂ over a 100-year time horizon (GWP100). Referenced to IPCC Sixth Assessment Report (AR6, 2021).

GasChemical FormulaGWP100 (IPCC AR6)Main Industrial SourcesKyoto Protocol Listed?
Carbon DioxideCO₂1 (baseline)Fossil fuel combustion, industrial processes, deforestationYes
MethaneCH₄29.8Natural gas systems, livestock, landfills, coal miningYes
Nitrous OxideN₂O273Agriculture (fertilisers), combustion, industrial processesYes
HFCs (group)Various12–14,800Refrigeration, air conditioning (replaced CFCs/HCFCs)Yes (Kigali Amendment)
PFCs (group)Various6,630–11,100Aluminium smelting, semiconductor manufacturingYes
Sulfur HexafluorideSF₆25,200Electrical switchgear (highest GWP of all regulated gases)Yes
Nitrogen TrifluorideNF₃17,400Semiconductor manufacturing (added by Doha Amendment)Yes (Doha Amendment)

Scope 1, 2 & 3 Emissions — The GHG Protocol Framework

The GHG Protocol Corporate Accounting and Reporting Standard (World Resources Institute/World Business Council for Sustainable Development, 2004) established the Scope 1/2/3 framework now used globally — by EPA, SEC, ISO 14064, and all major voluntary reporting frameworks (CDP, GRI, TCFD).

🏭

Scope 1 — Direct Emissions

Emissions from sources owned or controlled by the organisation. Stationary combustion (boilers, furnaces), mobile combustion (company vehicles), process emissions (chemical reactions), fugitive emissions (refrigerant leaks, methane from pipelines).

ISO 14064-1:2018 40 CFR Part 98

Scope 2 — Purchased Energy

Indirect emissions from generation of purchased electricity, heat, steam, or cooling consumed by the organisation. Location-based (grid average emissions factor) or market-based (contractual instruments — RECs, PPAs) methods per GHG Protocol Scope 2 Guidance.

GHG Protocol Scope 2
🔗

Scope 3 — Value Chain

All other indirect emissions in the value chain — 15 categories including purchased goods/services, capital goods, business travel, employee commuting, waste, use of sold products, end-of-life treatment. Typically 70–90% of a company's total GHG footprint. Mandatory for SEC climate disclosure for many companies.

GHG Protocol Scope 3 ISO 14064-1

Key GHG Regulatory Frameworks

The US EPA Greenhouse Gas Reporting Program (GHGRP) requires annual GHG reporting from facilities emitting ≥25,000 metric tons CO₂e/year. Covers 41 industrial source categories. Reports submitted to EPA's Electronic GHG Reporting Tool (e-GGRT) annually by March 31.

  • Approximately 8,000 facilities report annually — representing ~50% of total US GHG emissions
  • Verification provisions — EPA may audit facility calculations
  • Data published publicly on EPA's FLIGHT tool
  • Does NOT set emission limits — it is a reporting/disclosure program only

Ref: 40 CFR Part 98

Adopted at COP21 (Paris, December 2015). Legally binding under the UNFCCC. 195 parties. Core commitments:

  • Hold global temperature rise to well below 2°C above pre-industrial levels; pursue efforts to limit to 1.5°C
  • Each party submits Nationally Determined Contributions (NDCs) — national climate plans updated every 5 years
  • Net zero GHG emissions in the second half of this century
  • US NDC (2021): 50–52% reduction in GHG emissions below 2005 levels by 2030
  • Article 6: carbon market mechanisms enabling international emissions trading

Ref: Paris Agreement (2015) UNFCCC

In March 2024, the SEC adopted final rules requiring publicly listed US companies to disclose material climate-related risks, GHG emissions, and climate-related financial impacts in annual reports and registration statements.

  • Scope 1 and Scope 2 emissions required for accelerated and large accelerated filers
  • Scope 3 emissions required IF material or if company has set Scope 3 targets (later compliance dates)
  • Physical risk disclosures — floods, hurricanes, wildfires affecting operations
  • Transition risk — regulatory, market, and technology risks from climate change
  • Third-party attestation required for large accelerated filers starting 2026
  • Note: rule faced legal challenges; implementation timeline subject to court review as of 2024

Ref: 17 CFR Parts 210, 229, 230, 232, 239, 240, 249 (SEC Final Rule, March 2024)

ISO 14064 is the international standard for GHG quantification, monitoring, reporting, and verification at the organisational and project level.

  • ISO 14064-1:2018 — Specification and guidance at the organisation level for quantification and reporting of GHG emissions and removals
  • ISO 14064-2:2019 — Specification for quantification, monitoring, and reporting of GHG emission reductions or removal enhancements (project level)
  • ISO 14064-3:2019 — Specification and guidance for the verification and validation of GHG statements
  • ISO 14067:2018 — Carbon footprint of products (product lifecycle GHG assessment)
  • These standards are used for verified GHG claims, carbon credits, and third-party verification required by SEC and voluntary carbon markets
1.5°C
Paris Agreement temperature target — the aspirational limit above pre-industrial
UNFCCC Paris Agreement Art.2
420 ppm
Atmospheric CO₂ concentration (2024) — highest in 3 million years
NOAA Mauna Loa Observatory
37 Gt
Annual global CO₂ emissions from fossil fuels (2023)
Global Carbon Project 2023
Net Zero
Target year: 2050 for most major economies' net-zero commitments
IEA Net Zero by 2050 (2021)
Climate and GHG standards
  • 40 CFR Part 98 — EPA Mandatory Greenhouse Gas Reporting Program
  • GHG Protocol Corporate Standard (2004, updated) — WRI/WBCSD framework for Scope 1/2/3 accounting
  • ISO 14064-1:2018 — GHG quantification and reporting — organisational level
  • ISO 14067:2018 — Carbon footprint of products
  • Paris Agreement (2015) — UNFCCC global climate framework
  • Kyoto Protocol (1997) — First binding GHG reduction commitments
  • Kigali Amendment to Montreal Protocol (2016) — Phase-down of HFCs
  • EU ETS Directive 2003/87/EC (as amended) — EU Emissions Trading System
  • IPCC Sixth Assessment Report (AR6, 2021–2022) — Scientific basis for climate action

🌿

Module 6 — ISO 14001:2015 Environmental Management System

Build a systematic approach to environmental compliance and performance improvement — the world's most widely adopted environmental management framework.

ISO 14001:2015ISO 14004:2016ISO 14031:2021EMAS III (EU)
EMS Framework

ISO 14001:2015 — Structure and Key Requirements

ISO 14001:2015 is the internationally recognised standard for Environmental Management Systems. Over 300,000 organisations in 170+ countries are certified. Like ISO 45001, it uses the Plan-Do-Check-Act structure. The 2015 version added requirements for lifecycle thinking, strategic context (Clause 4), and leadership (Clause 5).

"The purpose of this International Standard is to provide organisations with a framework to protect the environment and respond to changing environmental conditions in balance with socioeconomic needs."

↳ ISO 14001:2015, Introduction §1 — Scope and purpose

📋 PLAN

  • Context of organisation — internal/external issues
  • Needs and expectations of interested parties
  • Environmental aspects and impacts identification
  • Significant environmental aspect (SEA) determination
  • Compliance obligations (legal + voluntary)
  • Environmental objectives and targets
  • Planning for emergencies
ISO 14001 Clauses 4, 5, 6

⚙️ DO

  • Resources, roles, responsibilities
  • Competence and awareness training
  • Communication (internal and external)
  • Documented information control
  • Operational control procedures
  • Emergency preparedness and response
  • Lifecycle perspective in design/procurement
ISO 14001 Clauses 7, 8

📊 CHECK

  • Environmental performance monitoring
  • Compliance evaluation — all legal obligations
  • Internal audit programme
  • Nonconformity identification
  • Corrective action tracking
  • Management review (annual minimum)
ISO 14001 Clause 9

🔄 ACT

  • Nonconformity and corrective action
  • Root cause analysis
  • Continual improvement — benchmark KPIs
  • Update objectives based on results
  • Management review outputs → action items
ISO 14001 Clause 10

Environmental Aspects and Impacts — The Core of ISO 14001

ISO 14001 Clause 6.1.2 requires identification of environmental aspects — the elements of an organisation's activities, products, or services that interact with the environment — and evaluation of their significance. This is the environmental equivalent of hazard identification in OH&S.

1

Identify Activities, Products, and Services

Map all operations: manufacturing processes, utilities, waste generation, transport, office activities, maintenance, construction. Consider normal, abnormal (startup/shutdown), and emergency conditions. Include outsourced processes within the organisation's control.

ISO 14001 §6.1.2
2

Identify Environmental Aspects

For each activity, identify the aspect — the element that interacts with the environment. Examples: air emissions from combustion, wastewater discharge, solid waste generation, energy consumption, noise, land contamination, water use, raw material consumption.

ISO 14001 §6.1.2
3

Determine Environmental Impacts

Each aspect causes one or more impacts — changes to the environment. Examples: air emissions → air quality degradation; wastewater → water quality degradation; waste → landfill burden; energy → climate change contribution. Consider both actual and potential impacts.

ISO 14001 §6.1.2
4

Evaluate Significance — Determine SEAs

Rate each aspect using criteria such as: severity of impact, probability of occurrence, scale (local, regional, global), reversibility, compliance obligations, stakeholder concern. Significant Environmental Aspects (SEAs) must be controlled through objectives, operational controls, or both.

ISO 14001 §6.1.2

Environmental KPIs — Measuring Performance

ISO 14001 Clause 9.1 and ISO 14031:2021 (Environmental Performance Evaluation) provide the framework for measuring and communicating environmental performance. These are the metrics every EHS professional should track.

💨 Air Emissions KPIs

Total VOC emissions (kg/yr); NOₓ (tonnes/yr); GHG intensity (tonnes CO₂e/unit of production); Scope 1+2 absolute emissions (MTCO₂e/yr); compliance rate with permitted emission limits.

ISO 14031:2021

💧 Water KPIs

Total water withdrawal by source (m³/yr); water intensity (m³/unit); wastewater discharge volume and quality; percent recycled/reclaimed; water stress assessment (WRI Aqueduct tool).

GRI 303:2018

🗑 Waste KPIs

Total waste generated (tonnes/yr); hazardous vs non-hazardous split; waste diversion rate (% recycled + recovered); waste intensity (kg/unit); zero-waste-to-landfill target tracking.

GRI 306:2020

⚡ Energy KPIs

Total energy consumption (GJ/yr); energy intensity (GJ/unit); renewable energy percentage; Scope 2 market-based vs location-based emissions; energy reduction vs baseline.

ISO 50001:2018

⚖️ Compliance KPIs

Number of regulatory notices of violation; permit exceedances; environmental fines/penalties paid; compliance audit scores; corrective action closure rates; number of environmental incidents.

ISO 14001 §9.1.2

🌿 Biodiversity KPIs

Area of land in or adjacent to protected areas or high-biodiversity areas; habitat disturbed/restored (ha); species affected; Taskforce on Nature-related Financial Disclosures (TNFD) metrics.

GRI 304:2016 TNFD (2023)

EMAS — The EU's Enhanced EMS Standard

The EU Eco-Management and Audit Scheme (EMAS III, Regulation (EC) No 1221/2009) goes beyond ISO 14001 by requiring public environmental reporting via a verified Environmental Statement. Organisations registered with EMAS use the EMAS logo and demonstrate superior transparency.

🇪🇺

EMAS vs ISO 14001: EMAS includes all ISO 14001 requirements plus: mandatory public Environmental Statement (verified by accredited environmental verifier); registration on the EU EMAS register; commitment to continual improvement evidenced by quantified targets; employee involvement requirements. About 4,000 organisations across Europe hold EMAS registration — it is the premium standard for environmental management credibility. Ref: EMAS III Reg. (EC) 1221/2009 (amended 2017)

Environmental Impact Assessment (EIA) — Project-Level Environmental Review

Before major projects (factories, roads, ports, mines, power plants) are approved, an Environmental Impact Assessment is required to identify and mitigate significant environmental effects.

🇺🇸 US NEPA Process

National Environmental Policy Act (1969) requires federal agencies to prepare Environmental Impact Statements (EIS) for "major Federal actions significantly affecting the environment." Most significant infrastructure projects go through NEPA review.

NEPA 42 U.S.C. §4321 40 CFR Parts 1500–1508

🇪🇺 EU EIA Directive

EU Directive 2011/92/EU (as amended by 2014/52/EU) requires EIA for projects listed in Annexes I and II. National competent authorities review EIA reports. Public consultation is mandatory. Screening and scoping procedures determine the level of assessment required.

Directive 2011/92/EU

🌍 IFC Performance Standards

International Finance Corporation Performance Standards (2012) are required for projects receiving IFC or Equator Principles financing globally. PS1 (Environmental and Social Assessment) and PS3 (Resource Efficiency) are particularly relevant for EHS professionals on international projects.

IFC PS 1–8 (2012)
EMS and environmental assessment standards
  • ISO 14001:2015 — Environmental management systems — Requirements with guidance for use
  • ISO 14004:2016 — Environmental management systems — General guidelines on implementation
  • ISO 14031:2021 — Environmental management — Environmental performance evaluation — Guidelines
  • ISO 14044:2006 — Environmental management — Life cycle assessment — Requirements and guidelines
  • ISO 50001:2018 — Energy management systems (complements ISO 14001)
  • EU EMAS III — Regulation (EC) No 1221/2009 — Eco-Management and Audit Scheme
  • NEPA, 42 U.S.C. §4321 / 40 CFR Parts 1500–1508 — National Environmental Policy Act (US EIA)
  • EU Directive 2011/92/EU — Environmental Impact Assessment (amended 2014/52/EU)
  • GRI Standards (2021) — Global Reporting Initiative — sustainability reporting framework
  • IFC Performance Standards (2012) — Environmental and social standards for project finance
Phase 5 Knowledge Check
7 questions — one per module, all answers sourced from EPA, ISO, UN, and EU standards in this phase

1. The EPA revised the annual PM2.5 National Ambient Air Quality Standard (NAAQS) in 2024. What is the new standard?

2. Under the Clean Water Act, the SPCC rule (40 CFR Part 112) requires a Spill Prevention, Control, and Countermeasure plan for facilities with aboveground oil storage above what threshold?

3. Under RCRA (40 CFR Part 261), which characteristic makes a waste D001 ignitable?

4. CERCLA liability is described as "strict, joint, several, and retroactive." What does "joint and several" mean in this context?

5. Under the GHG Protocol framework, which Scope covers indirect emissions from the generation of purchased electricity consumed by the organisation?

6. ISO 14001:2015 Clause 6.1.2 requires organisations to identify environmental aspects and determine which are "significant." What is the term used for an aspect that has or can have a significant environmental impact?

7. The Paris Agreement (2015) sets a global temperature target. What is the aspirational limit for global temperature rise above pre-industrial levels?